Tag: sec

Dodd-Frank SEC Rules - One Nullified and Others Scrutinized
Dodd-Frank SEC Rules – One Nullified and Others Scrutinized

On February 14, President Trump signed a resolution passed by Congress which nullifies the SEC’s…

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SEC Issues No-Action Letter for Broker-Dealers Under New Lease Accounting Standards
SEC Issues No-Action Letter for Broker-Dealers Under New Lease Accounting Standards

In November, the SEC’s Division of Trading and Markets issued a no-action letter providing relief…

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