Tag: public companies
SEC Proposed Changes to the Exempt Offering Framework
On March 4th, the SEC issued a proposal to improve the exempt offering framework (framework) used by…
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SEC Adopts Rules to Simplify and Streamline Disclosures for Registered Debt Offerings
The SEC adopted amendments to simplify and streamline the financial disclosures required by Rules 3-10 and 3-16…
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SEC Issues More Compliance & Disclosure Interpretations on COVID-19 Filing Relief
The SEC issued a new Compliance and Disclosure Interpretation to clarify that registrants may take advantage…
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SEC Staff Issues Compliance and Disclosure Interpretations on COVID-19 Filing Relief
The SEC issued two Compliance and Disclosure Interpretations (“C&DIs” 135.12 and 135.13) to clarify the circumstances in…
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SEC Changes the Accelerated and Large Accelerated Filer Definitions
The SEC has changed definitions for accelerated and large accelerated filers, meaning smaller reporting companies…
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SEC Provides Conditional Relief and Assistance for Companies Affected by the Coronavirus
The SEC issued an exemptive order (the Order) on March 4, 2020 providing conditional relief for registrants…
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SEC Proposes Significant Changes to Regulation S-K
New proposed changes to Regulation S-K intend to modernize, simplify and enhance the SEC’s framework…
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IRS Proposes Regulations Limiting Public Company Deductions for Executive Compensation Over $1 Million
New IRS proposed regulations provide new info regarding executive compensation for privately held companies that are…
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SEC Proposes More Changes to Modernize Regulation S-K Disclosure
On August 8, 2019, the SEC proposed amendments to the description of business, legal proceedings, and risk…
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SEC Proposes Changes to Ease Small Company Internal Audit Requirements
The SEC's proposed changes would reduce the number of companies required to complete an outside…
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