Tag: public companies

SEC Exempt Offering Framework
SEC Proposed Changes to the Exempt Offering Framework

On March 4th, the SEC issued a proposal to improve the exempt offering framework (framework) used by…

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SEC Adopts Rules for Disclosures
SEC Adopts Rules to Simplify and Streamline Disclosures for Registered Debt Offerings

The SEC adopted amendments to simplify and streamline the financial disclosures required by Rules 3-10 and 3-16…

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SEC Issues New Guidance on Financial Disclosures
SEC Issues More Compliance & Disclosure Interpretations on COVID-19 Filing Relief

The SEC issued a new Compliance and Disclosure Interpretation to clarify that registrants may take advantage…

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SEC Staff Issues Compliance and Disclosure Interpretations on COVID-19 Filing Relief

The SEC issued two Compliance and Disclosure Interpretations (“C&DIs” 135.12 and 135.13) to clarify the circumstances in…

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SEC Changes Filer Definitions
SEC Changes the Accelerated and Large Accelerated Filer Definitions

The SEC has changed definitions for accelerated and large accelerated filers, meaning smaller reporting companies…

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SEC Relief for Companies Affected by Coronavirus
SEC Provides Conditional Relief and Assistance for Companies Affected by the Coronavirus

The SEC issued an exemptive order (the Order) on March 4, 2020 providing conditional relief for registrants…

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Changes to Regulation S-K for Public Companies
SEC Proposes Significant Changes to Regulation S-K

New proposed changes to Regulation S-K intend to modernize, simplify and enhance the SEC’s framework…

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Executive Compensation - Execs in Boardroom
IRS Proposes Regulations Limiting Public Company Deductions for Executive Compensation Over $1 Million

New IRS proposed regulations provide new info regarding executive compensation for privately held companies that are…

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view of a contemporary glass skyscraper reflecting the blue sky
SEC Proposes More Changes to Modernize Regulation S-K Disclosure

On August 8, 2019, the SEC proposed amendments to the description of business, legal proceedings, and risk…

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businesswoman writing in notebook
SEC Proposes Changes to Ease Small Company Internal Audit Requirements

The SEC's proposed changes would reduce the number of companies required to complete an outside…

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