Tag: ipo

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SEC Proposes Changes to Ease Small Company Internal Audit Requirements

The SEC's proposed changes would reduce the number of companies required to complete an outside…

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Sox Are You Ready for an IPO
Preparing to Go Public? Address SOX Compliance Early

The Sarbanes-Oxley Act of 2002, commonly referred to as SOX, requires public companies to report…

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SEC Supplements Ruling Allowing ALL Companies to File IPO Paperwork Confidentially
SEC Supplements Ruling Allowing ALL Companies to File IPO Paperwork Confidentially

In August, the staff of the SEC’s Division of Corporation Finance (the Division) updated its…

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New SEC Ruling Now Allows ALL Companies to File IPO Paperwork Confidentially
U.S. IPO Market Delivers Impressive Year-Over-Year Growth in Q1 of 2017
U.S. IPO Market Delivers Impressive Year-Over-Year Growth in Q1 of 2017

New Uncertainties Challenge Promising Forecast for Remainder of Year After a very difficult year in…

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Rule and Form Amendments Applicable to Emerging Growth Companies
Rule and Form Amendments Applicable to Emerging Growth Companies

The SEC recently adopted technical amendments to several rules and forms to reflect securities law…

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