Tag: ipo

SEC Proposes Changes to Ease Small Company Internal Audit Requirements
The SEC's proposed changes would reduce the number of companies required to complete an outside…
Read More
Preparing to Go Public? Address SOX Compliance Early
The Sarbanes-Oxley Act of 2002, commonly referred to as SOX, requires public companies to report…
Read More
SEC Supplements Ruling Allowing ALL Companies to File IPO Paperwork Confidentially
In August, the staff of the SEC’s Division of Corporation Finance (the Division) updated its…
Read More
New SEC Ruling Now Allows ALL Companies to File IPO Paperwork Confidentially
A new SEC rule went into effect on July 10th of this year that now…
Read More
U.S. IPO Market Delivers Impressive Year-Over-Year Growth in Q1 of 2017
New Uncertainties Challenge Promising Forecast for Remainder of Year After a very difficult year in…
Read More
Rule and Form Amendments Applicable to Emerging Growth Companies
The SEC recently adopted technical amendments to several rules and forms to reflect securities law…
Read More