Tag: ipo
SEC Proposes Changes to Ease Small Company Internal Audit Requirements
The SEC's proposed changes would reduce the number of companies required to complete an outside…
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Preparing to Go Public? Address SOX Compliance Early
The Sarbanes-Oxley Act of 2002, commonly referred to as SOX, requires public companies to report…
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SEC Supplements Ruling Allowing ALL Companies to File IPO Paperwork Confidentially
In August, the staff of the SEC’s Division of Corporation Finance (the Division) updated its…
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New SEC Ruling Now Allows ALL Companies to File IPO Paperwork Confidentially
A new SEC rule went into effect on July 10th of this year that now…
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U.S. IPO Market Delivers Impressive Year-Over-Year Growth in Q1 of 2017
New Uncertainties Challenge Promising Forecast for Remainder of Year After a very difficult year in…
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Rule and Form Amendments Applicable to Emerging Growth Companies
The SEC recently adopted technical amendments to several rules and forms to reflect securities law…
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