Tag: fiduciary insights

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Here’s Why You Should Consider Using a 3(38) Investment Manager

By leveraging a 3(38) investment manager, organizations are able to streamline the operational and administrative…

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Understanding 3(38) Investment Management

As regulators train their watchful eyes on retirement plan administrators, a 3(38) investment manager can…

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Fiduciary Liability Insurance

Plan sponsors are often concerned with the prudence and process of obtaining insurance covering ERISA…

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Fees for 401(k) Services

Political candidates who don’t know the cost of a gallon of gas or a movie…

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QA Understanding the Differences Between a 321 Investment Advisor and 338 Investment Manager
Q&A: Understanding the Differences Between a 3(21) Investment Advisor and 3(38) Investment Manager

For retirement plan sponsors, managing investments does not always come naturally. Many plan sponsors will…

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Auditing Recordkeeper Statements A Fiduciary Duty
Auditing Recordkeeper Statements — A Fiduciary Duty?

Adhering to prudent standards includes auditing quarterly statements from the recordkeeper. However, there is no…

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Plan Level Rate of Return Useful or Useless
Plan-Level Rate of Return—Useful or Useless?

Many people use plan-level rates of return to determine the quality of an investment lineup.…

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When Participants Retire Should Their QDIA Retire as Well
When Participants Retire, Should Their QDIA Retire as Well?

Many retirement plan sponsors are increasingly recognizing the benefits of allowing retired employees to leave…

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Fixed Income A Sinking Ship or Much Ado About Nothing
Fixed Income: A Sinking Ship or Much Ado About Nothing

Time is a powerful modifier of perception and purpose. No need to look any further…

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Should You Rock Alternative in Your Lineup
Should You Rock Alternative in Your Lineup?

The term “alternative investments” may conjure images of classic automobiles, fine wine, rare art and…

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