Category: Retirement Plans

Interlocking puzzle pieces
Retirement Plan Access Expanding for Small Businesses

According to the U.S. Department of Labor (DOL) approximately 38 million private-sector employees do not…

Read More
Administrator business man financial inspector and secretary making report calculating balance. Internal Revenue Service checking document
What Plan Sponsors Need to Know About DOL Enforcement and Red Flags

Being selected for a Department of Labor (DOL) audit is not exactly a prize most…

Read More
Two business people calculate their business in the office.
Changes to Standards for ERISA Employee Benefit Plan Audits

Last week, the AICPA’s Auditing Standards Board (ASB) released new standards (SAS No. 136) regarding…

Read More
Dark Constellation
Here’s Why You Should Consider Using a 3(38) Investment Manager

By leveraging a 3(38) investment manager, organizations are able to streamline the operational and administrative…

Read More
Dark Constellation with Whitepaper Title
Understanding 3(38) Investment Management

As regulators train their watchful eyes on retirement plan administrators, a 3(38) investment manager can…

Read More
Person signing document,
Fiduciary Liability Insurance

Plan sponsors are often concerned with the prudence and process of obtaining insurance covering ERISA…

Read More
Cropped Hand With Pen Analyzing Data On Office Desk
Helping Participants Understand Tax Diversification Strategies for Retirement

Diversification is an important principle of risk management when it comes to saving for retirement.…

Read More
Businessman analyzing investment charts with laptop
Remittance Schedules: How to Know and Meet Your Deadlines

Part of offering a defined contribution plan, whether a 401(k) or a 403(b) plan, is…

Read More
Coins scattered from glass jar on white background
Labor Department Proposes Auto-Transfer Plan for Small 401(K) Accounts

Each year, nearly 15 million American workers change jobs, with many leaving their 401(k) accounts…

Read More
Cropped shot of a handsome young businessman packing up his desk at work after being let go
Forfeiture Accounts: Not Just Another Participant in Your 401(K) Plan

The start of a new plan year is a great time to review the balance…

Read More