Category: Retirement Plans

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It’s Time to Review Your 401k Investment Lineup

As a retirement plan sponsor, you have a fiduciary responsibility to your employees to act…

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Multiple Employer Plans: IRS Takes a Big Bite Out of the “One Bad Apple” Rule

The DOL recently released new rules that expanded access to retirement plans for small businesses.…

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Q&A: Association Retirement Plans

A multiple employer plan (MEP) allows employees of unrelated private-sector employers to participate in a…

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Retirement Plan Access Expanding for Small Businesses

According to the U.S. Department of Labor (DOL) approximately 38 million private-sector employees do not…

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What Plan Sponsors Need to Know About DOL Enforcement and Red Flags

Being selected for a Department of Labor (DOL) audit is not exactly a prize most…

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Changes to Standards for ERISA Employee Benefit Plan Audits

Last week, the AICPA’s Auditing Standards Board (ASB) released new standards (SAS No. 136) regarding…

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Here’s Why You Should Consider Using a 3(38) Investment Manager

By leveraging a 3(38) investment manager, organizations are able to streamline the operational and administrative…

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Understanding 3(38) Investment Management

As regulators train their watchful eyes on retirement plan administrators, a 3(38) investment manager can…

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New Law Eases SBA Financing Rules For ESOPs

Small business owners looking to convert their organization to an employee-owned company may have an…

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Fiduciary Liability Insurance

Plan sponsors are often concerned with the prudence and process of obtaining insurance covering ERISA…

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