Category: Audit & Assurance

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What Plan Sponsors Need to Know About DOL Enforcement and Red Flags

Being selected for a Department of Labor (DOL) audit is not exactly a prize most…

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Changes to Standards for ERISA Employee Benefit Plan Audits

Last week, the AICPA’s Auditing Standards Board (ASB) released new standards (SAS No. 136) regarding…

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Understanding Internal Control Over Financial Reporting

Internal Control over Financial Reporting (ICFR) has been required for public companies and included as…

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SEC Proposes Changes to Ease Small Company Internal Audit Requirements

The SEC's proposed changes would reduce the number of companies required to complete an outside…

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What to Expect During a First-Time Plan Audit

Growing beyond 100 employees is an important landmark in a company’s history. While companies may…

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Are You Prepared for an IRS Audit
Are You Prepared for an IRS Audit?

The Internal Revenue Service’s (IRS’s) Employee Benefit Audit Program is used to audit and enforce.…

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New SOC 2 Changes Address IT Risks, Governance

As business risks become more complex, the American Institute of Certified Public Accountants (AICPA) has…

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Sox Are You Ready for an IPO
Preparing to Go Public? Address SOX Compliance Early

The Sarbanes-Oxley Act of 2002, commonly referred to as SOX, requires public companies to report…

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The Case for Cybersecurity

A click of a hyperlink. An opened attachment. A “confirm transfer” button. Click. Open. Send.…

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Non-GAAP Measures – A Roadmap for Audit Committees
Non-GAAP Measures – A Roadmap for Audit Committees

A new tool issued by the Center for Audit Quality examines key themes emerging from…

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